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SECURITIES MARKET FOR SEBI GRADE A PRELIMS

07 Sep, 2018 RBI General Studies

Complete syllabus for Securities Market section of SEBI GRADE A Prelims examination

S.No
Name of the Chapter
Contents
1. SEBI - AN INTRODUCTION
  • Introduction of SEBI

2.

OVERVIEW OF INDIAN SECURITIES MARKET

 

 

3.

INDIAN FINANCIAL SYSTEM

  • Indian Financial system - introduction
  • Structure
  • Finance commission
  • Financial administration
  • Receipts of the Government
  • Expenditures of the Government.

4.

CAPITAL MARKET & STOCK EXCHANGES

  • Capital markets
  • Primary market - instruments - legal issues and regulations
  • Secondary market
  • Stock exchanges - brokers - trading in stock exchanges
  • Forward trading
  • Stock index
  • Depositories
  • Regulations

5.

MONEY MARKET AND BOND MARKET

  • Bond Market-
  • Money market
  • G.sec Market
  • Corporate bond market
  • Bond valuation
  • Duration
  • Sensitivity
  • Risk

6.

FOREIGN EXCHANGE MARKET

  • Exchange control
  • Fixation of exchange rate
  • Exchange control in India
  • FEMA
  • Foreign exchange transactions of commercial banks in India
  • Currency convertibility
  • Currency forwards, futures and options
  • Trading in foreign exchange market
  • Relationship between money market and foreign exchange market.

7.

HISTORICAL BACKGROUND OF SECURITIES LAWS

  •  Historical Background of securities law

8.

SEBI as a Market regulator, Powers and Functions of SEBI

  •  SEBI as a Market regulator
  • Powers and Functions of SEBI
  • Quasi legislative powers
  • Executive powers
  • Quasi-judicial powers

9.

Unpublished Price Sensitive Information (UPSI)

  • Insider as connected person
  • Insider as the person having access to UPSI
  • Trading on the basis of UPSI

10.

Mergers, Amalgamation and takeovers

  • Types and legal processes during takeover
  • Substantial Acquisitions
  • Exemptions by law
  • Exemption BY SEBI

 

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ALL COMMENTS (1)

ANJALI RAI
06 Oct, 2018

Thanks and Gratitude. It is so very helpful.